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Regulatory Plan to
Combat the New Plague of Antibiotic Resistance
Sri Melethil
July 2001
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1. The purposes of this paper are to provide the reader with:
a. The seriousness of this public health issue related
to antibiotic resistance (Part I)
b. A basic understanding of the biological issues involved
in antibiotic resistance (Part II)
c. Factors that have contributed to increase in antibiotic
resistance in the recent past (Part III)
d. A regulatory plan to combat antibiotic resistance (Part
IV)
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PART I: ANTIBIOTIC RESISTANCE: THE NEW PLAGUE
Man versus Microbes: From Victory to Impending Defeat
Victory: The three major causes of death in 1900 in the US were tuberculosis,
pneumonia and gastrointestinal infections. With the introduction of antibiotics
into clinical practice, starting with penicillin in the 1940s, there was
a marked decrease in life threatening infections (2).
In 1975, the Surgeon General of the United States declared victory over
microbes with the statement the time had come "to close the book on infectious
diseases" (3).
Impending Defeat: The seriousness of the problem is that, in simple terms,
a bacterial infection, not susceptible to antibiotics because of resistance,
can result in the death of the infected patient . The recent emergence
of antibiotic resistance raises the specter that it may not be possible
to successfully treated millions of infected patients, resulting in high
mortality and morbidity (4). The Surgeon's declaration
of human victory over microbes has proven to be premature
(5). Recent statistics, which show an increase in the failure to successfully
treat infected patients (6), justify these concerns.
Mortality rates due to infectious diseases increased 58% between 1980
and 1992 (7). Further, the Center for Disease Control
(CDC) estimates that more than 50% of the infection related deaths involve
resistant bacteria (8). Epidemiological data show
that an estimated 1.4 million salmonella infections occur in the United
States (9); most of these occur in children and the
elderly and about 600 of these patients die of their infections
(10). Sepsis (11) is an infectious disease complication
that is encountered in about half a million patients every year with an
annual death rate of 175000 (12). Nosocomial (hospital
acquired) infections increase health care costs in hospitalized patients
by $4.5 billion annually. (13) Other reports estimate
the cost of extended hospital care resulting from antibiotic resistance
to be $30 billion. (14)
The devastating infectious diseases episodes, caused by viruses, from
history should serve as a caution. First was the influenza pandemic of
1918 that resulted in 500,000 deaths in the US and 20 million deaths across
the globe in one year (15). Second is the ongoing
infection with HIV infection that has claimed about 14 million deaths
so far (16). There is fear that antibiotic resistance
could lead to epidemics of non-treatable bacterial infections. For example,
vancomycin is the only effective drug currently available for some life-threatening
infections caused by gram-positive cocci (17). Results
from the CDC National Nosocomial Infections Surveillance system showed
that vancomycin-resistant enterococci (VRE) increased about 25-fold between
(from 0.3% to 7.9%)1989 and 1993 (18). There was
a corresponding increase in VRE from clinical samples obtained from intensive
care unit patients (19). Increasing fear that vancomycin,
the last line of defense against certain bacteria, would also become ineffective,
caused the CDC to publish guidelines in 1994 for the prudent use of vancomycin
so as to prevent or minimize development of antibiotic resistance
(20). A retrospective analysis of vancomycin use in one hospital as
per these CDC guidelines, showed vancomycin use was inappropriate in about
60% (81 out of 135) of the patients (21). These guidelines
discourage the empiric use of vancomycin in patients with febrile neutropenia
(22). This study found that 14 of the 81 subjects received vancomycin
for this condition (23). In many instances, vancomycin
therapy continued even after culture results suggested other appropriate
drugs.
Federal legislation to combat this problem at the national level
(24) has been proposed.
Details (25) in this proposal, some of which are
cited below, illustrate these concerns:
Item (9) (Sec. 2 of Findings) reads "Antibiotic resistant bacteria selected
in animals can reach humans and pass their resistance to bacteria pathogenic
to humans, or if pathogenic themselves, can cause disease that is not
easily treatable, prolonging recovery."
Item (10) (Sec. 2 of Findings) reads, " Statistics have shown that antibiotic
resistance can cause the total costs of inpatient care to be more than
double the direct costs of such care."
Item 11 (Sec. 2 of Findings) reads, " Expenses incurred by hospitals
around the Nation have risen to nearly $1.3 billion per year as a result
of six ordinary types of resistant bacteria."
PART II: BASIC MICROBIOLOGICAL ISSUES IN ANTIBIOTIC RESISTANCE.
The purpose of this section is to provide the reader with a basic understanding
of bacterial biology and how bacteria combat antibiotics. This information
will familiarize non-biologists with a brief introduction to bacterial
nomenclature and provide a basis for understanding the biological bases
of antibiotic resistance. Such knowledge is crucial in proposing strategies
to combat the problem.
Classification of bacteria:
Three basic shapes of bacteria have been used to distinguish bacteria;
the common shapes are rod- shaped bacillus (meaning little staff), spherically
shaped coccus (meaning berries, plural: cocci) and spiral
(26).
Bacteria are also classified based on their staining properties into
two categories, namely, Gram-positive and Gram-negative. This staining
property was discovered by Hans Christian Gram of Denmark in the late
1880s (27) who found that certain bacteria stained
purple when exposed to the dye he was using (hence classified as Gram-positive)
and some did not (Gram-negative). The staining property or the lack of
it is attributed to the composition of the bacterial cell wall.
Development of Bacterial Resistance to Antibiotics
Resistance is a defense (survival) mechanism for bacteria against itself
and antibiotics. This is not surprising since the term "antibiotic", is
strictly defined as a natural substance made by one microorganism that
kills or inhibits the proliferation of another microorganism
(28). The term now includes man-made chemicals kill microbes (synthetic
antibiotics, such as methicillin). Therefore, an organism in order to
protect itself from self-created toxins, have developed mechanisms to
protect itself. Protection is provided by genes present in the bacterial
DNA that enable the production of that produce protective proteins or
enzymes kill other organisms. It has been shown that resistance genes
existed even before the development and clinical use of antibiotics. A
study of fecal samples from Kalahari busmen who were not exposed to antibiotics
and wild animals from Zimbabwe (then Rhodesia) revealed resistance bacteria,
though in low numbers (29).
Resistance Development: Bacteria use several biochemical ways to develop
resistance to antibiotics. Some common mechanisms used by bacteria to
acquire resistance are discussed below, briefly.
Mutation. Mutation is process by which the genetic make up of the cell
is altered as it undergoes repeated divisions. In laboratory condition,
the doubling time is about 20 minutes for many bacterial species. The
doubling time is the time for any given number of existing cells to double.
It was originally thought that bacteria become resistant primarily by
mutation. The resulting new genes facilitate the production of proteins
that protect the bacteria from antibiotic action. Since mutation is a
relatively slow process (30), development of resistance
was not considered a serious problem. It was the first reported multi-drug
resistant incident in 1959, that lead to realization for the first time
that genetic change in bacteria occurs by other mechanisms
(31) (discussed in the following section)
Gene exchange: A second method by which bacteria acquire resistance is
by transfer of resistance genes between themselves. Gene exchange, as
the term implies, is transfer of genetic material between bacteria. In
this exchange, bacteria provided each other with genes that become part
of their genome. Subsequently, both species produce proteins that protect
them from the effects of antibiotics. It is the primary means by which
organisms susceptible to antibiotics become resistant. Gene exchange or
inter-bacterial transfer of resistance genes, among bacteria "is so pervasive
that the entire bacterial world can be thought of as one huge multi cellular
organism in which cells interchange their genes with ease"
(32). Common mechanisms for gene exchange are discussed below.
Conjugation (33): This is essentially a type of
bacterial mating where a bacterium containing a plasmid
(34) (the "donor") makes contact with another bacterium (the acceptor)
through a "pilus" which is a long, filamentous structure made of proteins.
The donor then passes on a copy of the plasmid to the other bacterium.
If the plasmid contains resistance genes to a particular antibiotic, then
the acceptor bacterium, like the donor, becomes resistant to that specific
antibiotic. As can be inferred, such exchange of plasmids can result in
the bacteria resistant to many antibiotics (multi-drug resistant species).
Genes on plasmids are more readily transferred than genes on the chromosomal
sites (35). Such mechanistic knowledge provides insight
into the relative probability (which type of resistance is easier to acquire)
of development of antibiotic resistance. Ease of resistance transferability
should be a factor in determining imposing regulatory restrictions on
antibiotic use.
Transposition (36): Transposons are also called
"jumping genes", which are located on fragments of DNA smaller than plasmids.
These genes found on plasmids can transfer ("jump") from one site on a
plasmid of one bacterium to another plasmid of a second bacterium. Gene
transfer is accomplished without the need for incorporation of the entire
plasmid between bacteria. Transposition offers advantages over plasmids
in spreading resistance genes among bacterial populations.
(37)
Transduction (38): is the process by which bacterial
viruses called bacteriophages (phages for short) transfer genes after
they enter a bacterial cell. After a phage attaches itself to a site inside
the bacteria, it transfers its DNA into the cell. The phage can pick up
pieces of the host chromosome and thus alter its genetic makeup. Gene
transfer occurs when the genetically modified phage enters another bacteria
and transfers its DNA into the new host.
Transformation (39) :In this type of gene transfer,
one bacterium picks up DNA fragments released by another bacterium. These
DNA fragments are then incorporated into the genetic make up of the recipient
bacterium.
A bacterium that possesses or acquires resistance genes from other bacteria
protects itself from the action of antibiotic in many different ways.
Common mechanisms by which bacteria make antibiotics ineffective are described
below (40).
Decreased Entry into the Cell
Antibiotics must enter the bacterial cell to exert its action. Entry
is accomplished by two major mechanisms: (1) diffusion and (2) carrier-mediated
transport.
Diffusion, sometime called "downhill transport", is a common biological
mechanism of transport of drugs in biological systems where it moves ("diffuses")
from a region of high concentration to a region of lower concentration.
Therefore, when bacteria are exposed to an antibiotic present in the blood
or tissue (region of higher concentration), it will enter the bacterial
cell (region of lower concentration) by diffusion. Bacteria can decrease
the diffusion of the antibiotic (i.e., decrease permeability of the antibiotic)
by making it difficult for the antibiotic to penetrate the cell-wall structure,
for example, by closing certain channels (openings in the cell wall) through
which drugs gain entry into the cell (41). However,
since diffusion is concentration driven, increasing the blood concentration
of the antibiotic by giving larger doses of the drug to the patient is
a successful approach to combat this type of resistance in certain cases.
Carrier-mediated transport occurs when proteins on the bacterial cell
wall (one major purpose of such proteins is carry nutrients into the cell)
also carry the antibiotic into the cell. Cell wall proteins of resistant
bacteria do not transport the antibiotic and thus deny entry of the antibiotic
into the cell.
Removal of antibiotic from within the cell
The effects of the antibiotic can be minimized or prevented if the antibiotic
is quickly "pumped out" of the cell, soon after its entry into the bacterial
cell. Proteins within the cell serve as such "efflux" pumps" and protect
bacteria from the effects of the antibiotic (42).
Inactivation of the antibiotic
Enzymes present in the bacterial cell can inactivate the activity of
the antibiotic by breaking down its structure (43).
These enzymes are very specific for a given antibiotic. Penicillins and
cephalosporins are good examples where bacteria destroy penicillins by
specific enzymes called pencillinases and cephalosporins by cephalosporinases.
There are more than a dozen such enzymes for each of the two antibiotics
(44).
Target alteration
Antibiotics work by attacking some biochemical target (often it is an
enzyme inside the cell, as in the case of quinolones and rifampin) essential
for the survival of the bacteria. The first step is binding of the antibiotic
to the target. In a resistant bacterial species, that enzyme is slightly
modified such that it makes it difficult for the antibiotics to bind to
the enzyme, which maintains its biological functions despite the modification.
(45) It is important to note the antibiotic, because the bacteria
do not destroy it, remains in the environment and will continue to kill
susceptible organisms, providing a selective advantage to resistant organisms.
Multi-drug Resistance
When a bacterium acquires many resistant traits, then they become resistant
to more than one antibiotic. Multi-drug resistance among bacteria has
become the rule, and not exception, posing life-threatening consequences
for infected patients. This problem was first reported in 1950 from Japan
where bacteria (Shigella dysenteriae) linked to an outbreak of dysentery
were resistant to four antibiotics (tetracycline, sulfonamide, streptomycin
and chloramphenicol) available at that time (46).
A more recent example is the serious problem of tuberculosis facing health
authorities in New York City. (47)
PART III: DEVELOPMENT OF ANTIBIOTIC RESISTANCE
Physicians have unrestricted ability to prescribe medication for their
patients ("out-patients) during office visits (48).
However, over the last 2-3 decades, the study of drugs, such as pharmacology
(the study of actions of the drug) and therapeutics (proper use of drugs)
have been de-emphasized in medical curriculum. Therefore, not surprisingly,
physicians often rely on information provided by the drug salesman in
selecting antibiotics. (49) . This has led to inappropriate
prescribing of antibiotics by physician, which is the primary cause of
antibiotic resistance (50). Such reliance results
in (1) the over prescribing of more expensive broad spectrum antibiotics,
(2) the selection of ineffective antibiotic and inappropriate doses (3)
the use of antibiotics for viral infections and (4) substitution of antibiotic
therapy for surgery (51). It has also been reported
that about half of the 150 millions prescribed annually are "unneeded"
(52). Such over use and misuse of antibiotics poses significant risk
of developing microbial resistance to antibiotics.
There are also patient pressures that make the physician prescribe unnecessary
antibiotics. In addition, there are also malpractice concerns that make
the physician prescribe antibiotics ("defensive medicine"). In one case,
a patient with respiratory distress was moved to the neonatal intensive
care unit but was not given any antibiotics. Later, the baby died of a
Group B Strep infection. The plaintiff was awarded $ 2.5 million for negligence
on the part of the physician for improper diagnosis and treatment.
(53). In another case, a dentist was held liable for failing to prescribe
prophylactic antibiotics prior to tooth extraction. The patient developed
bacterial endocarditis (54) and had to undergo heart
valve replacement. (55)
How does misuse of antibiotics cause antibiotic resistance
(56)? First, antibiotic use provides a selective advantage to resistant
bacteria. Both resistant and susceptible bacteria compete for nutrients
in their environments. Antibiotic use kills all the susceptible organisms,
resulting in an environment where the resistant bacteria flourish. Since
bacteria readily exchange genetic material among each other (see supra),
an increase in the number of resistant bacteria results in a corresponding
increase the probability of transfer of resistance properties to non-resistance
organisms, resulting in overall increase in resistance to antibiotics.
Clinical experiences, from United States and abroad, show that antibiotic
resistance can be reduced by judicious use of antibiotics . Surveillance,
restricted use and education have contributed to significant decrease
in antibiotic use and a concomitant decrease in antibiotic resistance
in Mount Sinai Hospital (57). The first prong of
this three-prong approach required that antibiotics be classified into
restricted and unrestricted groups (58). Antibiotic
prescribing requires consultation with and approval of an infectious diseases
specialist. The second prong was educational where the hospital provided
physicians with published information on judicious antibiotic use. The
third prong was surveillance of antibiotic use and emergence of resistant
infections by prospective and retrospective audits of antibiotic prescriptions
and analysis of antibiotic use patterns.
The current infectious disease reporting system in the United States
is a responsibility of each state (59). It decides
the disease or conditions to be reported by health care professionals.
The states report these findings to the Center for Disease Control and
Prevention (CDC) on a voluntary basis. Budgetary constraints have decreased
local and state support for infectious disease surveillance
(60); for example, in 12 states, there are no personnel dedicated
to surveillance of food-borne diseases in spite of evidence that such
diseases may be on the increase (61). The value of
such a surveillance system can be seen from a 1993 episode of an outbreak
in 4 western states of an E- coli infection caused by hamburger contaminated
with this bacteria. More than 600 cases were reported, with 56 instances
of kidney failure and 4 fatalities. The state of Washington, which had
established a system for detecting dangerous E. coli, was able to quickly
identify the culprit organism and initiate a rapid recall of 250,000 hamburgers
contaminated with this bacteria; this resulted in termination of the outbreak.
However the cause of the outbreak in Nevada, which happened mostly before
that in Washington, went undetected till officials in Washington state
reported the cause of the outbreak.
Drug development is an extremely expensive and time-consuming matter.
(62) Economic gain associated with the widespread or overuse antibiotic
would make it less likely that a manufacturer of antibiotics would take
action to restrict the use of antibiotics.
PART IV: REGULATORY STRATEGIES TO COMBAT ANTIBIOTIC RESISTANCE
The discussion presented (supra part III) strongly support the hypothesis
that regulatory restrictions comprise the only plausible remedy to combat
the growing problem of increased resistance of bacteria to antibiotics.
Development of successful strategies to combat antibiotic resistance must
be based on a sound knowledge of the factors that have been responsible
for the development of such resistance. Many studies (supra, part III)
have shown that improper of use of antibiotics is the single most important
cause for development of antibiotic resistance. Studies also show that
proper use of antibiotics can be effective in reducing the incidence of
antibiotic use (supra, part III). Therefore regulatory schemes to combat
this problem should aim to encourage appropriate use of this important
class of drugs. Part IV will address these issues in detail including
a discussion of existing regulatory schemes and reasons for their failure
in dealing with this serious public health problem.
Regulatory Control of Physician Prescribing: Improper use of antibiotics
in the outpatient setting is one major cause of antibiotic resistance
(63). Therefore, to be effective, regulatory strategies to combat
antibiotic resistance should include measures to restrict use of this
class of drugs in the outpatient setting. There are two approaches to
achieve this goal.
A. Physician Sanctions by State Medical Boards to combat
Antibiotic Resistance
Physicians are licensed to practice in a state by its the medical board.
Therefore state medical boards should, in order to prevent or minimize
antibiotic misuse, pass regulation that would make such misuse punishable
by license suspensions or revocations (64). For example,
in one case, a physician's license was suspended for improper dispensing
of drugs (65). The consequence of antibiotic misuse,
namely antibiotic resistance is a situation were the " cure is worse than
the disease". The court used such language in sanctioning an Ohio physician
in charge of a weight loss program. (66). More states
need to pass regulations that sanction physicians for inappropriate use
of antibiotics, such as those enacted in Ohio (67)
B. Modifications of the Controlled Substances Act
(68) to control antibiotic resistance
This Act seeks to control the use of drugs with potential for abuse.
Drugs are classified into 5 schedules according the potential for abuse
and psychological dependence, safety, and acceptability for medical use
(69). Sale of Schedule I drugs is prohibited in
the United States (70). The problem of antibiotic
use is obviously different from the problem of drug dependence
(71). This recent publication argues that close monitoring of antibiotics
would not prevent antibiotic misuse (72). However,
the author recognizes that re-classification of a drug from Schedule III
to II results in a significant decrease in its use (73).
Since it has been shown that misuse of antibiotic is a major cause antibiotic
resistance (74), "scheduling" the use of antibiotic
on the regulatory model for controlled substances should help prevent
or minimize antibiotic resistance. The common aspects of abuse, whether
it is due to addiction (controlled substances) or ignorance (antibiotics),
are that both issues are serious public health issues. The objective of
regulation is to restrict antibiotic use to only those situations where
they are essential for patient therapy. Patient well being is not compromised.
Therefore, new regulations (see infra) should be beneficial.
The objective of the new regulation would be to also monitor antibiotic
use in the outpatient setting. Such regulation will serve as a constant
reminder to health care professionals of the need for judicious use of
antibiotics to avert a potential public health calamity. Such information
will be useful in understanding the epidemiology of infections at the
national level. The following antibiotic classification (the word "schedule"
is intentionally avoided to prevent confusion with controlled substances)
and reporting requirements are proposed (in italics).
New Classifications for Antibiotics
Class I antibiotics: All newly approved (75) and
those antibiotics that are the last line of defense (such as vancomycin)
belong to this class.
Class II antibiotics: All broad-spectrum antibiotics shall be included
in this class.
Class III antibiotics: All narrow spectrum antibiotics belong to this
class.
Reporting Requirements
As with Schedule I and II controlled substances (76),
all antibiotic prescriptions (Classes I, II and II) shall require a triplicate
order with one copy forwarded to the CDC, one to be kept by the prescriber
and the other by the dispenser, subject to inspection by the CDC.
Such classification can be expected to result in more judicious use of
antibiotics. The mandatory reporting system will provide demographic data
on such important issues as physician prescribing habits and antibiotic
use in a given area. When cases of antibiotic resistance are reported,
the CDC can take corrective measures by providing alerts to the health
care teams in the locality. Implementation of proposed regulation will
require additional funding for the CDC, an issue that has been recognized
in the proposed bill in the Congress to combat antibiotic resistance.
(77)
Modification of Medicare Laws to control antibiotic use
Hospitals, as is commonly l known, comprise the second major location
of heavy antibiotic use. The outbreak of nosocomial (hospital-acquired)
infections is a serious problem, a result of antibiotic misuse
(78). This experience is consistent with observation in outpatient
population discussed (see supra). Federal Medicare law and guidelines
of the Joint Commission on the Accreditation of Healthcare Organizations
(JCAHO) regulate hospital standards. For twenty years (between, 1966 and
1986), Medicare regulations (Conditions of Participation, COPs) mandated
that each participating hospital have a scheme to control antibiotic use
within the hospital (79). The most specific of these
conditions that dealt with antibiotic use required the hospital to establish
an infection committee whose many functions included "control of indiscriminate
use of preventative antibiotics in the absence of infection, and the use
of antibiotics in the presence of infection is based on necessary cultures
and sensitivity tests." (80)
However in 1986, these regulations were modified to eliminate controls
on in-hospital antibiotic use. The reason for proposing change in existing
rules (81) was stated in a general manner as "[a]
part of the Departments regulatory relief efforts, and is designed to
reduce Federal requirements, simplify and clarify regulations, and provide
maximum flexibility in administration, while protecting patient health
and safety" (emphasis added). In retrospect, though there are other contributing
factors, these modifications appear to have been a mistake, since antibiotic
resistance has increased considerably since 1986 and has severely compromised
patient health and safety. It has been speculated that these changes were
to conform to JCAHO regulations, which require infection control but do
not impose any restrictions on antibiotic use (82).
This speculation appears valid since the revised regulations read:
Because of the enormity of the [hospital] problem, we are proposing .
. . to elevate control provisions to a separate Condition of Participation.
The proposed revision would place more accountability on hospitals to
prevent, control, and report hospital infections, and less emphasis on
the number of persons necessary to accomplish the task.
The final result was that the infection committee was replaced by one
or more infection officers (83).
It is worthy of note that these COPs, abandoned in 1986 by HHS, are very
similar to the three-prong method of surveillance, restricted use and
education that was found to be successful in combating antibiotic resistance
in a hospital setting (84). Therefore, it is proposed
that COPs as they existed in 1966 be re-codified with some revisions:
(See below, italics)
The Hospital provides a sanitary environment to avoid sources of transmission
of infections. The factors explaining the standard are as follows:
An infection committee composed of members of the medical [, pharmacy
(85)] and nursing staffs and administration is established and responsible
for investigating, controlling and preventing infections and [antibiotic
resistance] in the hospitals. Its responsibilities include:
The establishment of written infection control and [antibiotic resistance]
measures; and
The establishment of techniques and systems for discovering and reporting
infections [and antibiotic resistance} in the hospital.
Written procedures govern the use of aseptic techniques and procedures
in all areas of the hospital.
To keep infections [and antibiotic resistance] to a minimum, such procedures
and techniques are regularly reviewed by the infection committee, particularly
those concerning [antibiotic use], food handling, laundry practices, disposal
of environmental and patient wastes, traffics control and visiting in
high risk areas, sources of air pollution, and routine culturing of autoclaves
and sterilizers.
There is a method of control used in relation to the sterilization of
supplies and water, and a water policy requiring sterile supplies to be
reprocessed at specified periods.
Formal provisions are made to educate and orient all appropriate personnel
in the practice of aseptic techniques such as hand washing and scrubbing
practices, proper grooming, masking and dressing care techniques, disinfecting
and sterilizing techniques and the handling and storage of patient acre
equipment and supplies.
There are measures which control the indiscriminate use of preventive
antibiotics in the absence of infection, and the use of antibiotics in
the presence of infection is based on necessary cultures and sensitivity
tests.
Continuing education is provided to all hospital personnel on the cause,
effect, transmission, prevention and elimination of [inappropriate antibiotic
use and] infections.
A continuing process is enforced for inspection and reporting of any
hospital employee with an infection [or antibiotic resistance] who may
be in contact with patients, their food or laundry.
Regulatory Modifications in Post-Marketing Reporting to
Reduce Antibiotic Resistance (86)
Introduction: The manufacturer of an approved New Drug Application (NDA)
(which includes all prescription drugs such as antibiotics) is required
to provide the FDA with prompt reports regarding the safety and efficacy
of the drug when introduced to the population at large. Specifically,
"serious adverse reactions" (87) are to be reported
promptly. Such mandatory reporting has the potential to be useful as a
mechanism to obtain information about antibiotic use and resistance. Unfortunately,
the definition of what constitutes "serious adverse reaction" does not
currently include antibiotic resistance. Necessary modifications to include
reporting of antibiotic resistance will be discussed later in this section
(see infra). First, a brief description of the drug approval process is
provided. An understanding of this process will provide the reader with
the public health (pharmacological) need for post-marketing reporting.
The drug approval process: The Food and Drug Cosmetic Act (FDCA)
(88) regulates drugs (89) for human use in the
United States Antibiotics come under the definition of a drug according
to the FDCA and are approved for use and regulated under section 505
(90) of the FDCA. These regulations require that, before a new drug
can be marketed in the US, the applicant must obtain FDA approval; approval
is granted or denied based on the submission by the applicant of a NDA,
which contains extensive information about the drug whose approval is
sought. Briefly, an NDA consists of results from (a) pre-clinical
(91) (animal and in-vitro (92)) studies to determine
safety for human use and (b) clinical (93) (Phase
I, II and III) studies involving healthy human subjects and patients regarding
safety and efficacy of the drug candidate. Phase I studies usually involve
about 20-80 healthy human subjects. Phase II investigations involve several
hundred patients, while Phase III testing involves up to several thousand
patients. Once the drug is approved it has the potential to be used in
millions (in fact the entire population of the US) of subjects. Therefore,
adverse effects not observed in the relatively small number of patients
involved in the pre-approval studies, can come to light when used in the
population as a whole.
Legal issues: Post-marketing requirements arose more out of practice
than by regulation. Therefore, the FDA has no history of specific authority
to require Phase IV studies as a condition of drug approval. However,
the position of the FDA is that there is statutory support for this practice
since the agency has specific powers (94)regarding
grounds for the withdrawal of an approved drug (when it is found unsafe),
which requires post-marketing information. Though legally tenuous, the
FDA approved levodopa in 1970, used to treat Parkinson's diseases, on
the condition that manufacturer conduct long-term studies about the drugs
safety (95). The agency also has general powers
(96) with respect to enforcement of the FDCA, which aims to ensure
two issues of public interest, namely the safety and efficacy of drugs
on the market.
The socio-political issues, primarily those relating to the AIDS epidemic
resulted in the establishment by the FDA of procedures to accelerate the
drug approval process in order to meet the public need (and demand in
some instances) for accelerated drug approval for life threatening illnesses,
especially anti-AIDS drugs. In 1992, the requirement for Phase IV studies
became mandatory with this accelerated drug approval program
(97). The FDA started to approve (accelerated drug approval) drugs
without the benefit of full clinical studies (especially Phase II and
III). This approval was based on indirect evidence of drug effect referred
to in the clinical literature as "surrogate endpoints". For example, in
AIDS patients, the number of a specific type of blood cells (CD+) is an
index of the patient's immune function. So a drug that increases CD+ cells
in blood (called the surrogate marker) in AIDS patients can be taken as
its ability to enhance the patients' immune function. While it takes years
to clinically test for improvement in immune function, improvement in
CD+ cells in blood can be tested in a relatively shorter time. Such accelerated
approval was, based on reasons of drug safety and efficacy, specifically
conditioned on completion of post-marketing studies.
(98)
Information to be provided as part of post-marketing reporting, also
termed Phase IV studies (99), addresses issues such
as (1) additional safety data (2) efficacy data (3) detect uses or abuses
of the drug and (4) effectiveness under widespread use. Antibiotic resistance
can come under items (2), (3) or (4) in the preceding sentence. Antibiotic
resistance results in poor efficacy of the drug (items (2) and (4) of
the last sentence); improper or under usage could be classified as abuses
of the drug (item 3, last sentence). At present, there is no nation wide
reporting system for incidence of antibiotic resistance in the US. Such
information will be most beneficial in identifying details such as frequency
and extent of antibiotic resistance in specific regions or hospitals.
Failure of drug therapy is one of the listed adverse drug events (ADEs)
that need to be reported in post-marketing drug surveillance
(100). Failure of a patient to respond to antibiotic therapy is the
main consequence of antibiotic resistance. Therefore, antibiotic resistance,
which results in therapeutic failures, would come under the definition
of ADE. Further, ADEs are sub-classified as (a) life-threatening (b) serious
(c) and unexpected ADEs (101). Antibiotic resistance
could come under any of these sub-classifications. However, the definition
of serious ADEs best describes antibiotic resistance because it includes
death, life threatening ADE, or prolongation of existing hospitalization
(102). While specific examples of drug-related medical problems are
cited, antibiotic resistance is not so listed. At present, ADEs, based
on statutory language, could be easily interpreted to include only problems
resulting from direct use of the drug. Antibiotic resistance may go unreported
since this phenomenon may be considered not to be a direct result of the
use of the antibiotic. It is suggested that existing regulation be modified
to include antibiotic resistance as a serious, unexpected ADE (see infra).
The existing regulation for post-marketing reporting requires the manufacturer,
packer or distributor to report any ADE to the FDA within 15 days
(103). The report is to be filed on FDA Form 3500A
(104); this form has 7 categories (check boxes) in section B to identify
the "Outcomes attributed to adverse event" (105).
The categories do not include antibiotic resistance. The inclusion of
the antibiotic resistance category is recommended (see infra).
Once a report of a serious, unexpected ADEs is made, the manufacturer,
packer or distributor is also required to conduct a quick follow investigation
and report the findings to the FDA (106) The FDA
has discretionary power to ask for additional information.
(107) Therefore, it is recommended that antibiotic resistance be classified
as belonging to the serious, unexpected type (see infra).
The FDA also has broad responsibility for the safety and efficacy of
all drugs on the market (108) . Modifications are
recommended to highlight the issue of antibiotic resistance. (See infra)
The following revisions are recommended to the FDCA :
Revisions to 21 CFR § 310.305
Additions of a new definition to 21 CFR § 310.305(b)
Antibiotic Resistance Adverse Drug Event: Any form of antibiotic resistance
by bacteria shall be considered a serious, unexpected adverse drug event.
All patients whose infections are treated with antibiotic(s) and (1) fail
to respond, (2) require hospitalization because of antibiotic failure
(3) require multiple antibiotics to treat their infectious or (4) show
presence of organisms resistant to antibiotics shall be reported to the
FDA.
Antibiotic resistance. Clinical experience of antibiotic failure or suspicion
of antibiotic failure shall be considered to a serious, unexpected adverse
drug event, under the meaning of this section.
Revisions to Form 3500A(section B) (109) (21 CFR
§ 310.305(d))
A check-off box identified as 'Antibiotic Resistance' should be added
Revisions (in italics) to (21 USC § 355(k))
"In the case of any drug for which an approval . . . is in effect, the
applicant shall establish and maintain such records, and make such reports
to the Secretary, of data relating to clinical experience and other data
and information, received or obtained by such applicant with respect to
such drug . . . of this section. For each antibiotic, the applicant shall
provide, on an annual basis, to the Secretary information on details of
clinical experience with antibiotic use. Examples of information include
but not restricted to patient information, history of antibiotic use such
as drug(s) used and duration of use, death as a result of infectious disease,
extended hospitalization due to infectious disease, history of antibiotic
resistance either in the patient, locality of residence or hospital where
patient was treated.
Regulatory control of antibiotic use in food-animals to
combat antibiotic resistance
Transfer of antibiotic resistance from animals to humans is another source
for the growing problem of antibiotic resistance. (110)
Sub therapeutic doses of antibiotics were used to ward off diseases in
chickens, starting in the in 1930. (111) The discovery
in the early 1950s that small amounts (less than therapeutic doses) of
antibiotics in animal feed enhanced growth in food animals such as chickens
and cattle resulted in routine use of antibiotics in such animals
(112). The economic advantages of a larger animal or bird to farmers
were a great financial incentive that led to indiscriminate of antibiotics
in these animals. It is estimated that about 80% of the antibiotics used
in animals is for growth promotion and not for treating infectious diseases
(113). The rapidity with which resistance developed in the chickens
is illustrated by a study conducted in the 1970s (114).
Within 24-36 hours after the introduction of oxytetracycline into the
chicken feed, E. Coli found in the intestines of the antibiotic-exposed
chickens had become resistant to tetracycline. Within 3 months, these
organisms also became resistant to other antibiotics such as ampicillin,
streptomycin and sulphonamides, though the birds were not exposed to none
of these antibiotics. As with the chickens, E. Coli found in members of
the farm family was largely resistant to tetracycline and other antibiotics
in about 6 months after introduction of the tetracycline into the feed
of chickens. None of the family members had ingested any antibiotics or
eaten the chickens fed oxytetracycline in their feed. Development of such
resistance is not limited to chickens of the United States
(115); reports from Europe involving pigs confirm the findings from
chickens. The first documented case of a child acquiring resistance to
an antibiotic from cattle in the US was reported in 2000.
(116)
Europe banned the use antibiotics as feed additives of those antibiotics
that were used in humans (117). However, there is
no such ban in the United States. Past legal attempts to alter regulation
have not been successful (118). It appears that
the regulatory climate is beginning to recognize antibiotic resistance
as a serious problem. Recently, the FDA has proposed that two antibiotics
used in chicken feed be withdrawn from use (119).
In another related issue, the FDA has also proposed modifications of labeling
requirements for antibiotic use in humans to deal with the problem of
antibiotic resistance. (120). These changes propose
to amend the pertinent sections of the regulations (21 CFR part 201) to
include reminders to physicians for proper use of antibiotics (e.g., proven
bacterial infection and the type of organism involved along with its susceptibility,
use of narrow spectrum rather than broad spectrum) and patient education.
Surprisingly, the suggested changes do not include the role of pharmacists
in combating this problem. They can be a valuable source for physicians
and patients with respect to prudent antibiotic use. A second weakness
of the proposed changes is that it does not include all antibiotics. Antibiotics
used to treat mycobacterial infections (e.g. rifampin and clarithromycin)
were exempted without providing any reasons for such exclusion. These
issues have been brought to the attention of the FDA
(121). It is hoped that the final rule expected later in 2001 would
incorporate these suggestions. The steps taken by the FDA in control antibiotic
use in animal fed and antibiotic use in humans are steps in the right
decision to solve a potentially serious public health problem
(122).
Use of Police Powers of the State to Combat Antibiotic
Resistance
The coercive powers of the state are needed to maintain public health.
Coercion can be defined as the "act of compelling someone to do something
by the use of power, intimidation, or threats" (123).
This has been true since the early Roman and Venetian times public health
(124). Sanitation laws can be found in the Bible.
(125) The facts surrounding the tuberculosis (TB) epidemic in New
York City and the actions taken by public health officials in that city
to combat the problem serve as a model to treat the growing problem of
antibiotic resistance in the United Sates and abroad. Fear of an epidemic
of multidrug-resistant TB was what prompted health officials of New York
City to act. Tuberculosis incidence rates increased steadily between 1980
and 1989 and almost doubled from 19.9 to 36 per 100,000 populations during
this decade (126). The increase was even more dramatic
in certain parts of New York City, such as Harlem where TB incidence rates
were about 5 times higher. By 1990, the situation had reached crisis proportions.
New York City with 3 % of the nations population accounted for 15% of
TB cases. The most troubling aspect of this high incidence was that about
50% of the multi-drug resistant tuberculosis (MBRTB) cases were found
in New York City! A combination of `healthcare failures, social transformation
and social factors was responsible for this appalling situation.
(127)
There were warning signs that the City had a serious TB problem for a
long time. However it was only in the late 1980s that public health officials
moved to take action. In 1988, the Chief of Infectious Diseases said "because
the surveillance system had broken down, and the system was inadequately
funded, there was no knowledge of the size of the problem in the first
place never mind a plan of what to do" (128). Failure
of the TB infected individual to ingest his or her medication was one
of causes of this dramatic increase in MDRTB. Many issues relating to
the dynamics of transmission of the infection are not fully understood.
It is beyond the scope of this article to go into the details of this
transmission. The focus will instead be on issues relating to development
of MDRTB. Random genetic mutation is one mechanism by which a pathogen
such as Mycobacterium tuberculosis, the bacteria that causes TB, develops
resistance to antibiotics. It has been estimated that this spontaneous
mutation occurs in 1 in every million to 10 million replications
(129). Since mutations are caused by independent chromosomal changes,
development of resistance to two drugs is further decreased to 1 in 100
billion replications. Therefore, the probability of developing MDRTB increases
in patients who do not take all the prescribed mediations. In NYC, TB
mostly afflicted the homeless, alcoholic, drug addicts and the HIV infected.
According to one source, this population does not have the incentive to
adhering to drug treatment or seek treatment (130).
Therefore, it was decided to implement directly observed therapy (DOT),
where a patient takes his medication under the supervision of a health
worker; DOT has had great success in reducing MDRTB in the New York City
area.
As indicted, uncontrolled use of antibiotic can result in serious health
risk to the citizens of a state. Therefore, using its police powers, a
state can control/regulate the use of antibiotics as a public health and
safety issue, as long that regulation is "rationally related to legitimate
public purpose of public safety and health" (131)
. Detention of infected patients who the courts have upheld pose risks
to public health provided constitutional issues such as due process are
respected. (132) . Such rules should become applicable
to persons who are known to harbor dangerous bacteria that are resistant
to most present day antibiotics.
CONCLUSION
In conclusion, antibiotic resistance is a multi-faceted international
problem. Therefore, a successful program to combat antibiotic resistance
will require collaboration between governments at the local, national
and international governments, including financial support and harmonization
of public health and antibiotic usage laws. Education of patients and
health care professionals, especially physicians and pharmacists, regarding
the dangers of antibiotic resistance is also critical to the success of
this program. The challenge is to develop a program that seeks to balance
co-operation of patients and health providers with regulatory enforcement
of antibiotic use across the globe.
1. RJ Coker. From Chaos to Coercion (2000) at 141
2. MMWR 28, 1999; 1999 WL 103739084
3. U.S. Congress Office of Technology Assessment. Impacts of Antibiotic
Resistant Bacteria 1 (1995)
4. J. Travis, Reviving the Antibiotic Miracle? 264 Science 361 (1994)
(Laboratory experiments have shown that Staphylococcus ("Staph") infections
can become resistant to vancomycin treatment, having acquired such abilities
from Enterococcus. Since vancomycin is the last line of defense against
"Staph" infections, the seriousness of the therapeutic problem is obvious.
Though not yet detected clinically, a strong possibility exists that vancomycin
resistant "Staph" infection could become infectious disease nightmare
5. See FN 3
6. A. Tomasz. 330 New England J. Medicine 1247 (1994) (This report form
a workshop held at the Rockefeller University has startling statistics
that should not be ignored: (a) There has been a surgence of bacterial
and viral disease since 1990s (b) About 60000-70000 patients dies of nosocomial
infections every year in the United States (c) About 40% (total cases:
1900) patients with vancomycin-resistant blood stream infections died
of the infection (d) Federal amount spent on monitoring resistance to
anti-bacterial and anti-virals is a miniscule $48,795.
7. RW Pennir et al: Trends in Infectious Disease Mortality in the United
States, 275, JAMA 189 (1996).
8. LN Horvitz, It's a war to Restore Antibiotics, Insight on the News,
Mar. 18, 1996 at 38 (quoting M. Misocky, 30 Akron L. Rev, FN 63)
9. PD Fey, TJ Safranek, MR Rupp Et Al. Ceftriaxone-resistant Salmonella
Infection Acquired by a Child from Cattle, 342 New Eng J Med 1242-1249
(2000) (ref 1,2)
10. PS Mead, L Slutsker, V. Dietz et al. Food-related illness and death
in the United States. 5 Emerg Infect Dis. 607-625 (1999).
11. Sepsis is a condition when the immune system, designed to fight pathogenic
bacteria, starts to attack damages the body (e.g. sepis can make blood-vessels
leaky so as to cause life-threatening drops in blood pressure and organ
failure). When the immune system has successfully fought off the invading
bacteria, it receives a "victory" signal to end the defensive action.
This cutoff mechanism fails usually in patients with compromised immune
systems such as AIDS patients.
12. See R. Stone. Search for Sepsis Drugs Goes On Despite Past Failures.
264 Science at 365
13. SD Holmberg et al 9 Rev Infect Dis 1065 (1987) (quoting FN 16, ref.
5)
14. L. Garrett The Coming Plague (1994) at 414.
15. Crosby AW Jr. Epidemic and peace, 1918. Westport, Connecticut: Greenwood
Press, 1976: 311
16. United Nations Program on HIV/Aids and World Health t Organization.
AIDS epidemic update: December 1998. Geneva, Switzerland: World Heath
Organization, 1999 (http://www.unaids.org/highband/document/edidemio/waqrr98e.pdf)
17. SV Johnson. 15 Pharmacotherapy 579 (1995) (Inappropriate Vancomycin
Prescribing based on Criteria from the Centers of Disease Control)
18. 59 Federal Register 25758, (1994)
19. Id.
20. Id
21. See FN17
22. HICPCC, 16 Infection Control Hosp. Epidemiol. 105 (1995)
23. See FN 16 supra
24. http://www.healthsci.tufts.edu/apua/News/news.html.
Details of this bill (H.R. 1771), entitled "Antibiotic Resistance Prevention
Act of 2001" which is first of its kind and was introduced in the House
of Representatives by Mr. Sherrod Brown (D, Ohio) in the 1st session of
the 107th Congress, can be found at this web site
25. Id
26. GJ Totora, BR Funke and C. Case. Microbiology- An Introduction. 5th
Edn. (1995) at 71. (This book also has a section that helps with pronunciation
of bacterial names)
27. SB Levy. The Antibiotic Paradox at 19 (Levy from now)
28. Id at 31
29. Id at 74
30. Id at 72 (a single mutation takes place in every 10 to 100 million divisions)
31. Id at 72 (it was calculated that for a bacteria to become resistant
to 4 antibiotics by mutation alone would take an astronomical and impossible
time of about a trillion trillion (~ 1024 years).
32. Levy at 300
33. Levy at 78
34. Plasmid is defined as "[a] small cyclic DNA replicating independently
of the chromosome" (Levy at 69)
35. http://www.healthsci.tufts.edu/apua/News/news.html.
(H. Westh: Influence of erythromycin consumption on erythromycin resistance
in Staphylococcus aureus in Denmark. 13 APUA Newsletter at 1-4 (A resistant
gene located on a plasmid (ermC) replaced the resistance gene located
on the chromosome (ermA) as the predominant resisatnce gene to erythromycin.
36. Levy at 80
37. Id at 82 (Though a plasmid can enter from E. Coli to H. influenzae,
it cannot survive inside the later. The transposons have other options;
they can "jump" on to the chromosomes or plasmids present in H. influenzae.
38. Id at 82
39. Id at 83
40. Levy at 89
41. H. Nikaido. 264 Science 382 (1994) (Prevention of Drug Access to Bacterial
Targets: Permeability Barriers and Active Flux)
42. Id at 385 (One major reason for the resistance of the bacteria P. aeruginosa
to many antibiotics is to presence of an efflux system which removes these
drugs when they enters the cell)
43. J. Davies. 264 Science 375 (1992). This paper contains many more examples
of inactivation of antibiotics by bacteria.
44. Id
45. BG Spratt. 264 Science 388 (1994)
46. Levy at 72
47. See generally Coker (FN 1)
48. RP Wenzel and MB Edmond. 343 New England Journal of Medicine 1961 (This
paper states that 160 million antibiotic prescriptions are written each
year. Of the 25 tons of antibiotics 50% are used in humans and the other
50% are used in animals (including fish) and agriculture.
49. R. Gasbarro, Combating Growing Bacterial Antibiotic Resistance, American
Druggist, Feb. 1996 at 49
50. Levy at 53
51. Id at 51 (Table 1). Physician acquiescence is most likely to maintain
patient loyalty and to benefit patient
52. SB Levy Scientific American (1998, March) at 46 (or at
http://www.sciame.com/1998/0398issue/0398levy.html)
53. Griffith v. West Suburban Hospital (case No. L-23904, Cook County,
Illinois Circuit Court 1993 (quoting FN 3 at 76)
54. Inflammation of the heart
55. Orbay v. Castellanos (Case No. 91-36124, Dade County Circuit Court,
Miami, Florida, 1993 (quoting FN 3 at 75)
56. SB Levy Scientific American (1998 March at 46 (The Challenge of Scientific
Resistance)
57. SZ Hirschman et al. Use of Antimicrobial Agents in a Teaching Hospital,
148 Archives of Internal Med. 2001 (1988)
58. Id
59. M.T. Osterholm et al Principles and Practice of Infectious diseases,
GL Mandell, JE Bennett, R. Dolin (Eds, 1999? (FN 4 Berkelman, Sci. 1994)
60. RL Berkelman et al 264 Science 368 (1994)
61. Id.
62. A. Novitt-Moreno, Antibiotics: What's happening to our Miracle Drugs?
CURRENT HEALTH, Dec. 1995, at 6. "It takes about 14 years and almost 400
million dollars to develop a new antibiotic.."
63. Levy at 53
64. See generally OHIO REV CODE Ann. Drug Laws of Ohio (Banks-Baldwin 1996)
65. Sickling v. State Medical Bd., 575 N.E.2d 881, 883 ( (Ohio App, 1991)
(holding that a physician's license be revoked for violating Ohio Rev
Code Ann. 4731.22B, which sates in part:" Failure to use reasonable care
discrimination in the administration of drugs, failure to employ acceptable
scientific method in the selection of drugs … in the treatment of disease."
66. Gingo v. State Medical Board 564 N.E. 2d 1096 (Ohio App. 1989) (the
court held that "Dr. Gingo's weight loss 'system' is precisely the opposite
of what one would expect to find in a program purported to enhance overall
good health. In truth, his proposed solution to an admittedly significant
problem- obesity- ultimately promotes a far more alarming epidemic: drug
misuse . . ." Id at 1099.
67. See FN 64
68. 21 USC sec 891 et seq
69. 0 21 USC sec 812 (b) (Schedule I classification
includes drugs that have a high abuse potential or no therapeutic use
in treatment in the United States, or is unsafe even under medical supervision
Schedule II includes those drugs that, though they have high potential
for abuse, are currently accepted for medical use in the United States
with severe restrictions. Schedule III are those drugs with a lesser potential
for use that drugs in Schedule II, and I and are accepted for medical
use. (4) Schedule IV drugs r have a lower potential abuse and psychological
dependence than those in Schedule III and medically accepted for use.
(5) Schedule V classification includes those drugs lower potential for
abuse and psychological dependence than those in Schedule IV and are medically
accepted.
70. PB Hutt and RA Merrill. Food and Drug Law 2nd Edn. (1991) at 536
71. SB Markow. 87 Geo.L.J. 531
72. Id at 542
73. Markow,
74. See Part III
75.
http://www.healthsci.tufts.edu/apua/News/news.html.
Linezolid is a new antibiotic which is a structurally different antibiotic
introduced in the last 3 decades. Five Patients have been reported to
be resistant to this novel antibiotic. These patients received the drug
over 3 to 6 weeks, once again demonstrating that development of resistance
is a strong possibility when a single antibiotic is used over long periods.
76. Markow, FN 115
77. See FN 24
78. See FN5 at 1247 (Methicillin-resistant Staphylococcus aureus increased
5-fold (from 8 to 40%) in clinical samples between 1986 and 1992.obtained
from a large teaching hospital)
79. 42 CFR 405.1022 (c)
80. Id
81. 48 FR 299
82. Markow page 21 (FN 81)
83. 51 FR 22027
84. see FN 36
85. The composition of the infection committee is critical. Therefore,
one modification will require that all members have expertise in ate area
of infectious diseases. The second modification to the committee membership
is that it includes pharmacists with specialization in infectious disease.
Pharmacy education has become more clinically and drug-use oriented in
the last 2 decades with opportunities to specialize in infectious diseases.
86. 21 CFR § 314.80 (a)
87. Id
88. Pub. L. No. 75-717, 52 Stat 1040 (1938) as amended; 21 USC §§ 301 et
seq
89. Antibiotics come under the definition of a drug as defined in § 201(g)
of the FDCA.
90. "No person shall introduce or deliver for introduction into interstate
commerce of any new drug, unless approval of an application filed pursuant
to subsection (b) or (j) is effective with respect to such drug" 21 F
USC § 355
91. 21 CFR § 312.23(a)(8) (1997)
92. Outside the living body and in an artificial environment, Webster's
Collegiate Dictionary, 10th Edn
93. 21 CFR 312.21
94. 21 USC § 355 k
95. PB Hutt, RA Merrill. Food and Drug Law - Cases and Materials .2d Edn.
(1991) at 537.
96. 21 USC sec 371(a)
97. New drug, Antibiotic and Biological Drug Product Regulations; Accelerated
Approval 57 Fed. Reg. 58942 (1992)
98. Id
99. See Marion J. Finkel, Phase IV testing: FDA Viewpoint and Expectations,
33 Food Drug Cosm. L.J. 181 (1978)
100. 21 CFR§ 310.305(b) (An ADE
has been defined as "any adverse event
associated with the use of a drug in humans, whether or not considered
drug related, including the following: An adverse event occurring in the
course of the use of a drug product in professional practice; an adverse
event occurring from drug over dose whether accidental or intentional;
an adverse event occurring from drug abuse; an adverse drug event occurring
from withdrawal and any failure of expected pharmacological action"
101. Id
102. Id (Life-threatening ADE is defined as: "Any {ADE] that places the
patient, in view of the initial reporter, at immediate risk of death from
the [ADE] as it occurred; i.e., it does not include an [ADE] that, had
it occurred in a more severe form, might have caused death"; Serious ADE
is defined as" Any [ADE] occurring at any dose that results in any of
the following outcomes: Death, life-threatening [ADE], inpatient hospitalization
or prolongation of existing hospitalization, a persistent or significance
disability/incapacity or a congenital anomaly/birth defect. Important
medical events that may not result in death, be life-threatening or require
hospitalization may be considered a serious [ADE] when based on appropriate
medical judgment, they may jeopardize they patient of subject and may
require medical or surgical intervention to prevent one of the outcomes
listed in this definition. Examples of such medical events include allergic
bronchospasm requiring intensive treatment in an emergency room or at
a home, blood dyscrasias or convulsions that do not result in inpatient
hospitalization, or the development of drug dependency or drug abuse.
Unexpected ADE is defined as "any adverse drug experience that is not
listed in the current labeling for the drug product. This includes events
that may be symptomatically and path physiologically related to an event
listed in the labeling, but differ from the event because of greater severity
or specificity. For example, under this definition, hepatic necrosis would
be unexpected (by virtue of grater severity) if the labeling only referred
to elevated enzymes of hepatitis. Dimi9larly, thromboembolism, and cerebral
vascular vasculitis would be unexpected (by virtue of greater specificity)
if the labeling only listed cerebral vascular accidents." Unexpected'
as used in this definition, refers to an [ADE] that has not been previously
observed (i.e., included in the labeling) rather than from the perspective
of such experience not being anticipated from the pharmacological properties
of the pharmaceutical product."
103. 21 CFR § 310.305(c)(1)(i) (These are called "post-marketing 15-day
'Alert reports")
104. 21 CFR § 310.305(d) (1)
105. http://www.fda.gov/medwatch/report/instruc.htm
106. 21 CFR § 310.305(c)(2) (Each person . . .shall promptly investigate
all serious, unexpected adverse drug experiencers that are subject to
post marketing 15-day Alert reports and shall submit follow up reports within
15 calendar days of receipt of new information or as requested by the
FDA ")
107. Id
108. 21 USC § 310.355 (k) (1) ("In the case of any drug for which an approval
. . . is in effect, the applicant shall establish and maintain such records
and make such reports to the Secretary, of data relating to clinical experiences
and other data or information . . .with respect to such drug; 21 USC 701(a)
(the authority to promulgate regulations for the efficient enforcement
of {FDCA, . . . is vested in the Secretary)
109. http://www.fda.gov/medwatch/report/instruc.htm
110. Levy at 137
111. Id
112. Id
113. Levy at 140
114. Levy at 145
115. Levy at 147
116. PD Fey, TJ Safranek, MR Rupp et al. Ceftriaxone-resistant Salmonella
Infection Acquired by a Child from Cattle, 342 New England J Med 1242-1249
(Samples obtained from a 12-year old child, with acute abdominal pain and
fever, contained the identical type of resistance found in samples obtained
from cattle.
117. Levy at 241
118. Id. (The National Resources Defense Council sought to have the FDA
deal with this problem by filing an "Imminent Hazard" petition in 1985.
It was rejected by then Secretary of Health and Human Services Margaret
Heckler. However, this problem was studied by the prestigious Institute
of Medicine of the National Academy of Sciences which concluded that it
was "unable to find a substantial body of direct evidence that established
the existence of a definite human health hazard
119. http://www.healthsci.tufts.edu/apua/News
Articles/Poultry-Wi
(The cause of a specific type of resistance in humans (fluoroquinolone-resistant
Campylobacter) is caused by eating chicken treated with these antibiotics.
120. 65 FR 56511 (September 19, 2000)
121. http://www.healthsci.tufts.edu/apua/News
Articles/Poultry-Wi
122. Id (The infectious Diseases Society of America supports the FDA proposal)
123. Coker, at 17
124. EPRichards. Public Health law
125. Id (citing Leviticus 11-17)
126. Coker at 48
127. Coker, at 55
128. Coker at 84
129. Coker at 145
130. Coker at 151
131. 0 New York City Friends of Ferrets v. The City
of New York, 876 F.Supp. 529 (City ordinance prohibiting keeping ferrets
as pets within city limits was challenged based on equal protection rights
of ferret owners was upheld by the court since it was rationally related
to legitimate public health purpose of public health and safety
132. Gastin Maryland Law Review 1995 at 1 [(quoting
DP Fidler 4 Emerging Infectious Diseases, FN 42) (1998)
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